Matthew Brodman is a Compliance and Risk Management Associate, responsible for execution of day-to-day compliance functions, including monitoring employee adherence to personal trading policies, maintaining Anti-Money Laundering and Know Your Customer procedures, reviewing marketing materials to ensure compliance with applicable laws and regulations and assisting with development of the firm’s compliance training program. Prior to joining CenterSquare, Matt was a Regulatory Supervision Analyst at Prudential Annuities, and previously, a Senior Compliance Analyst at ACA Global. He earned a B.S. in Mathematics and Economics from the University of Pittsburgh and holds FINRA Series 6 and 26 licenses.
<1 years with the firm
3 years of industry experience
